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United States Patent and Trademark Office Forms

Patent Related forms

These forms are used to assist in the filing of correspondence and to meet requirements for patent as well as trade mark applications and proceedings.

PTO-2038Credit Card Payment Form and Instructions
PTO-2042Certificate Action Form
PTOL-85BFee Transmittal (Part B) of the Notice of Allowance and Fee(s) Due form
PTO/SB/01Declaration for Utility or Design Patent Application [3 pages]. To appoint an attorney or agent, use form PTO/SB/81
PTO/SB/01ADeclaration (37 CFR 1.63) for Utility or Design Application Using An Application Data Sheet (37 CFR 1.76). To appoint an attorney or agent, use form PTO/SB/81
PTO/SB/02Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages]
PTO/SB/02LRDeclaration (Supplemental sheets for Legal Representatives)
PTO/SB/03Plant Patent Application (35 USC 161) Declaration (37 CFR 1.63) [2 pages]. To appoint an attorney or agent, use form PTO/SB/81
PTO/SB/03aDeclaration (37 CFR 1.63) for Plant Application Using An Application Data Sheet (37 CFR 1.76).
To appoint an attorney or agent, use form PTO/SB/81
PTO/SB/04Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67)[2 pages]. To appoint an attorney or agent, use form PTO/SB/81
PTO/SB/05Utility Patent Application Transmittal
PTO/SB/06(same as PTO-875)Patent Application Fee Determination Record
PTO/SB/07
(same as PTO-1360)
Multiple Dependent Claim Fee Calculation Sheet
PTO/SB/08a (pg 1)
PTO/SB/08b (pg 2)
(same as PTO-1449)
Information Disclosure Statement by Applicant [2 pages]. Click Here for a listing of kind codes used on U.S. patent documents SB08A EFS-WEB Instructions [DOC]
PTO/SB/10Request for Participation in the New Route Pilot Program Between the JPO and the USPTO
PTO/SB/12Request for Participation in the Triway Pilot Program Among the USPTO, the EPO and the JPO
SB14 EFS-WEBApplication Data Sheet 37 CFR 1.76
SB14 EFS-WEB Instructions [DOC]
PTO/SB/16Provisional Application for Patent Cover SheetSB16 EFS-WEB Instructions [DOC]
PTO/SB/17Fee Transmittal (for more information, click here)
PTO/SB/17iProcessing Fee Under 37 CFR 17(i) Transmittal
PTO/SB/17pPetition Fee Under 37 CFR 17(f), (g) & (h) Transmittal
PTO/SB/18Design Patent Application Transmittal
PTO/SB/19Plant Patent Application Transmittal
SB/20AURequest for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPAU and the USPTO
SB/20CARequest for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the CIPO and the USPTO
SB/20DERequest for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DPMA and the USPTO
SB/20DKRequest for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DKPTO and the USPTO
SB/20EPRequest for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the EPO and the USPTO
SB/20FIRequest for Participation in the Patent Prosecution Highway (PPH) Program Between the NBPR and the USPTO
SB/20JPRequest for Participation in the Patent Prosecution Highway (PPH) Program Between the JPO and the USPTO
SB/20KRRequest for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the KIPO and the USPTO
SB/20SGRequest for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPOS and the USPTO
SB/20UKRequest for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the UKIPO and the USPTO
PTO/SB/21Transmittal Form
PTO/SB/22Petition for Extension of Time under 37 CFR 1.136(a)
PTO/SB/23Petition for Extension of Time under 37 CFR 1.136(b)
PTO/SB/24Express Abandonment Under 37 CFR 1.138
PTO/SB/24aPetition for Express Abandonment to Avoid Publication under 37 CFR 1.138(c)
PTO/SB/24bPetition for Express Abandonment to Obtain a Refund
PTO/SB/25Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection over a Pending Second Application
PTO/SB/26Terminal Disclaimer to Obviate a Double Patenting Rejection over a Prior Patent
PTO/SB/27Request for Expedited Examination of a Design Application (37 CFR 1.155)
SB28 EFS-WEBPetition to Make Special Under Accelerated Examination Program
Adobe Reader version 7.0.8, 7.0.9, 8.1.1 or 8.1.2 ONLY.
PTO/SB/29For Design Applications Only: Continued Prosecution Application (CPA) Request Transmittal [2 pages]
PTO/SB/29aFor Design Applications Only: Receipt For Facsimile Transmitted CPA
PTO/SB/30Request for Continued Examination (RCE) TransmittalEFS-WEB SB30 instructions [DOC]
PTO/SB/31Notice of Appeal from the Examiner to the Board of Patent Appeals and Interferences
PTO/SB/32Request for Oral Hearing before the Board of Patent Appeals and Interferences
PTO/SB/33Pre-Appeal Brief Request for Review (For more information, click here)
PTO/SB/35Nonpublication Request under 35 U.S.C. 122(b)(2)(B)(i)
PTO/SB/36Rescission of Previous Nonpublication Request (35 U.S.C. 122(b)(2)(B)(ii)) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii))
PTO/SB/37Request for Deferral of Examination 37 CFR 1.103(d)
PTO/SB/38Request to Retrieve Electronic Priority Application(s) (for more information click here)
PTO/SB/39Authorization to Permit Access to Application by Participating Offices (for more information click here)
PTO/SB/4237 CFR 1.501 Information Disclosure Citation in a Patent
PTO/SB/43Disclaimer in Patent under 37 CFR 1.321(a)
PTO/SB/44(same as PTO-1050)Certificate of Correction
PTO/SB/45Maintenance Fee Transmittal Form. Click Here for an explanation on how to assert a change in small entity status when filing this form
PTO/SB/47“Fee Address” Indication Form
PTO/SB/50Reissue Patent Application Transmittal
PTO/SB/51Reissue Application Declaration by the Inventor [2 pages]
PTO/SB/51SSupplemental Declaration for Reissue Patent Application to Correct “Errors” Statement (37 CFR 1.175)
PTO/SB/52Reissue Application Declaration by the Assignee [2 pages]
PTO/SB/53Reissue Application: Consent of Assignee; Statement of Non-Assignment
PTO/SB/56Reissue Application Fee Transmittal Form
PTO/SB/57Request for Ex Parte Reexamination Transmittal Form
PTO/SB/58Request for Inter Partes Reexamination Transmittal Form
PTO/SB/61Petition for Revival of an Application for Patent Abandoned Unavoidably under 37 CFR 1.137(a) [3 pages]
PTO/SB/63Terminal Disclaimer to Accompany Petition
PTO/SB/64Petition for Revival of an Application for Patent Abandoned Unintentionally Under 37 CFR 1.137(b) [2 pages]
PTO/SB/64aPetition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing (37 CFR 1.137(f))
PTO/SB/65Petition to Accept Unavoidably Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(b)) [4 pages]
PTO/SB/66
EFS-WEB PTO/SB/66
1Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(c)) [3 pages]. Use of this form is for processing by the Office of Petitions.
Auto-Grant Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(c)) [PDF Fillable form] (for instructions click here [DOC]). Use of this form is for EFS-Web auto-processing by the applicant ONLY. This form should not be submitted for processing by the Office of Petitions.
PTO/SB/67Power to Inspect/Copy
PTO/SB/68Request for Access to an Abandoned Application under 37 CFR 1.14
PTO/SB/80Power of Attorney to Prosecute Applications Before the USPTO (for more information click here)
PTO/SB/81Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address.
PTO/SB/81APatent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address.
PTO/SB/81BReexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address.
PTO/SB/81CReexamination – Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address.
PTO/SB/83Request for Withdrawal As Attorney or Agent and Change of Correspondence Address
PTO/SB/84Authorization to Act in a Representative Capacity (for more information click here)
PTO/SB/91Deposit Account Order Form
PTO/SB/92Certification of Mailing under 37 CFR 1.8
PTO/SB/94Request for Statutory Invention Registration [2 pages]
PTO/SB/96Statement Under 37 CFR 3.73(b)
PTO/SB/97Certificate of Transmission under 37 CFR 1.8
PTO/SB/122Change of Correspondence Address, Application
PTO/SB/123Change of Correspondence Address, Patent
PTO/SB/123APatent Owner Change of Correspondence Address – Reexamination Proceeding
PTO/SB/123BThird Party Requester Change of Correspondence Address – Reexamination Proceeding
PTO/SB/124Request for Customer Number Data Change
PTO/SB/125Request for Customer Number
SB130 EFS-WEBPetition to Make Special based on Age
SB130 EFS-WEB Instructions [DOC]
PTO/SB/158Application for Registration to Practice Before the USPTO
PTO/SB/0275Undertaking under 37 CFR 10.10(b)
PTOL-413AApplicant Initiated Interview Request Form. This form is to implement a policy change regarding interview summaries.
PTO/SB/413CRequest for First-Action Interview (Pilot Program)
PTO/SB/1209Oath or Affirmation
PTO-1595Recordation Form Cover Sheet
PTO/SB/2048Complaint Regarding Invention Promoter

Trade Mark Related Forms

PTO/TM/1478Trademark/Service mark Application, Principal Register
PTO/TM/1553Statement of Use/Amendment to Allege Use for Intent-to-Use Application
PTO/TM/1581Request for Extension of Time to File a Statement of Use
PTO/TM/1583Declaration of Use of a Mark under Section 8
PTO/TM/4.16Declaration of Incontestability of a Mark under Section
PTO Form 1963Combined declaration of use in commerce/application for renewal of registration of mark under Sections 8 & 9
PTO Form 1583Combined declaration of use & incontestability under Sections 8 & 15
PTO/TM/4.8Collective Membership Mark Application, Principal Register
PTO/TM/4.9Certification Mark Application, Principal Register
PTO/TM/1478(a)Collective Trademark/Service Mark Application, Principal Register
PTO/TM/oppositionformatOpposition to the Registration of a Mark
This form is available on-line for filing electronically. Please see ESTTA (Electronic System for Trademark Trials and Appeals). The link to all TTAB on-line forms is at the bottom of the ESTTA home page.
PTO-1594Recordation Form Cover Sheet
This form is available on-line for filing electronically. Please see ETAS (Electronic Trademark Assignment System) . The link to the Assignment form is at the bottom of the ETAS home page.
PTO/TM/cancellationformatCancellation of a Registered mark
This form is available on-line for filing electronically. Please see ESTTA (Electronic System for Trademark Trials and Appeals). The link to all TTAB on-line forms is at the bottom of the ESTTA home page.

Patent Cooperation Treaty Forms

The forms and information needed for the filing of international applications in the United States Receiving Office (RO/US) and the prosecution of international applications before the United States International Searching Authority (ISA/US), the United States International Preliminary Examining Authority (IPEA/US), and the United States Designated/Elected Office (DO/EO/US) are listed below

Chapter 1

REQUEST (Form PCT/RO/101)
Transmittal Letter to the US Receiving Office (Form PTO-1382)
Power of Attorney
General Power of Attorney
Indications Relating To A Deposited Microorganism (Form PCT/RO/134)
Notice of Withdrawal (Form PCT/IB/372)
Request to Update PCT Application with Customer Number (Form PTO-2248)
PCT Fees Payable to United States Patent and Trademark Office
Information on Contracting States (PCT Applicant’ Guide, Volume I, Annex B1, US)
The United States Receiving Office (PCT Applicant’s Guide, Volume I, Annex C, US)
The United States International Searching Authority (PCT Applicant’s Guide, Volume I, Annex D, US)
The EPO International Searching Authority (from the PCT Applicant’s Guide, Volume I, Annex D. EP)
Information on Contracting States
Information on Intergovernmental Organizations
Information on Receiving Offices
Information on International Searching Authorities

Chapter 2

DEMAND (Form PCT/IPEA/401)
Power of Attorney
General Power of Attorney
Notice of Withdrawal (Form PCT/IB/372)
Request to Update PCT Application with Customer Number (Form PTO-2248)
PCT Fees Payable to United States Patent and Trademark Office
The United States International Preliminary Examining Authority (PCT Applicant’s Guide, Volume I, Annex E US)
Information on International Preliminary Examining Authorities

PCT-National Stage Processing and Entry Forms

Transmittal Letter to US Designated/ Elected Office (Form PTO-1390)
Declaration for Utility Patent Application [2 pages] (PTO/SB/01)
Declaration (Additional Inventors) [3 pages] (PTO/SB/02)
Power of Attorney and Correspondence Address Indication Form (PTO/SB/81)
Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unavoidably under 37 CFR 1.137(a) [3 pages] (PTO/SB/61pct)
Petition for Revival of an International Application for Patent Designating the U.S. Abandoned Unintentionally under 37 CFR 1.137(b) [2 pages] (PTO/SB/64pct)
PCT Fees Payable to United States Designated/Elected Office
United States Designated/Elected Office PCT Applicant’s Guide, Volume II/C, US

Information on PCT Designated/Elected States (PCT Applicants Guide, Volume II)

Source: http://www.uspto.gov/forms/index.jsp


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