Patent Related forms
These forms are used to assist in the filing of correspondence and to meet requirements for patent as well as trade mark applications and proceedings.
| PTO-2038 | Credit Card Payment Form and Instructions | |
| PTO-2042 | Certificate Action Form | |
| PTOL-85B | Fee Transmittal (Part B) of the Notice of Allowance and Fee(s) Due form | |
| PTO/SB/01 | Declaration for Utility or Design Patent Application [3 pages]. To appoint an attorney or agent, use form PTO/SB/81 | |
| PTO/SB/01A | Declaration (37 CFR 1.63) for Utility or Design Application Using An Application Data Sheet (37 CFR 1.76). To appoint an attorney or agent, use form PTO/SB/81 | |
| PTO/SB/02 | Declaration (Additional Inventors) and Supplemental Priority Data Sheet [2 pages] | |
| PTO/SB/02LR | Declaration (Supplemental sheets for Legal Representatives) | |
| PTO/SB/03 | Plant Patent Application (35 USC 161) Declaration (37 CFR 1.63) [2 pages]. To appoint an attorney or agent, use form PTO/SB/81 | |
| PTO/SB/03a | Declaration (37 CFR 1.63) for Plant Application Using An Application Data Sheet (37 CFR 1.76). To appoint an attorney or agent, use form PTO/SB/81 | |
| PTO/SB/04 | Supplemental Declaration for Utility or Design Patent Application (37 CFR 1.67)[2 pages]. To appoint an attorney or agent, use form PTO/SB/81 | |
| PTO/SB/05 | Utility Patent Application Transmittal | |
| PTO/SB/06(same as PTO-875) | Patent Application Fee Determination Record | |
| PTO/SB/07 (same as PTO-1360) | Multiple Dependent Claim Fee Calculation Sheet | |
| PTO/SB/08a (pg 1) PTO/SB/08b (pg 2) (same as PTO-1449) | Information Disclosure Statement by Applicant [2 pages]. Click Here for a listing of kind codes used on U.S. patent documents SB08A EFS-WEB Instructions [DOC] | |
| PTO/SB/10 | Request for Participation in the New Route Pilot Program Between the JPO and the USPTO | |
| PTO/SB/12 | Request for Participation in the Triway Pilot Program Among the USPTO, the EPO and the JPO | |
| SB14 EFS-WEB | Application Data Sheet 37 CFR 1.76 SB14 EFS-WEB Instructions [DOC] | |
| PTO/SB/16 | Provisional Application for Patent Cover SheetSB16 EFS-WEB Instructions [DOC] | |
| PTO/SB/17 | Fee Transmittal (for more information, click here) | |
| PTO/SB/17i | Processing Fee Under 37 CFR 17(i) Transmittal | |
| PTO/SB/17p | Petition Fee Under 37 CFR 17(f), (g) & (h) Transmittal | |
| PTO/SB/18 | Design Patent Application Transmittal | |
| PTO/SB/19 | Plant Patent Application Transmittal | |
| SB/20AU | Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPAU and the USPTO | |
| SB/20CA | Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the CIPO and the USPTO | |
| SB/20DE | Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DPMA and the USPTO | |
| SB/20DK | Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the DKPTO and the USPTO | |
| SB/20EP | Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the EPO and the USPTO | |
| SB/20FI | Request for Participation in the Patent Prosecution Highway (PPH) Program Between the NBPR and the USPTO | |
| SB/20JP | Request for Participation in the Patent Prosecution Highway (PPH) Program Between the JPO and the USPTO | |
| SB/20KR | Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the KIPO and the USPTO | |
| SB/20SG | Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the IPOS and the USPTO | |
| SB/20UK | Request for Participation in the Patent Prosecution Highway (PPH) Pilot Program Between the UKIPO and the USPTO | |
| PTO/SB/21 | Transmittal Form | |
| PTO/SB/22 | Petition for Extension of Time under 37 CFR 1.136(a) | |
| PTO/SB/23 | Petition for Extension of Time under 37 CFR 1.136(b) | |
| PTO/SB/24 | Express Abandonment Under 37 CFR 1.138 | |
| PTO/SB/24a | Petition for Express Abandonment to Avoid Publication under 37 CFR 1.138(c) | |
| PTO/SB/24b | Petition for Express Abandonment to Obtain a Refund | |
| PTO/SB/25 | Terminal Disclaimer to Obviate a Provisional Double Patenting Rejection over a Pending Second Application | |
| PTO/SB/26 | Terminal Disclaimer to Obviate a Double Patenting Rejection over a Prior Patent | |
| PTO/SB/27 | Request for Expedited Examination of a Design Application (37 CFR 1.155) | |
| SB28 EFS-WEB | Petition to Make Special Under Accelerated Examination Program Adobe Reader version 7.0.8, 7.0.9, 8.1.1 or 8.1.2 ONLY. | |
| PTO/SB/29 | For Design Applications Only: Continued Prosecution Application (CPA) Request Transmittal [2 pages] | |
| PTO/SB/29a | For Design Applications Only: Receipt For Facsimile Transmitted CPA | |
| PTO/SB/30 | Request for Continued Examination (RCE) TransmittalEFS-WEB SB30 instructions [DOC] | |
| PTO/SB/31 | Notice of Appeal from the Examiner to the Board of Patent Appeals and Interferences | |
| PTO/SB/32 | Request for Oral Hearing before the Board of Patent Appeals and Interferences | |
| PTO/SB/33 | Pre-Appeal Brief Request for Review (For more information, click here) | |
| PTO/SB/35 | Nonpublication Request under 35 U.S.C. 122(b)(2)(B)(i) | |
| PTO/SB/36 | Rescission of Previous Nonpublication Request (35 U.S.C. 122(b)(2)(B)(ii)) and, if applicable, Notice of Foreign Filing (35 U.S.C. 122(b)(2)(B)(iii)) | |
| PTO/SB/37 | Request for Deferral of Examination 37 CFR 1.103(d) | |
| PTO/SB/38 | Request to Retrieve Electronic Priority Application(s) (for more information click here) | |
| PTO/SB/39 | Authorization to Permit Access to Application by Participating Offices (for more information click here) | |
| PTO/SB/42 | 37 CFR 1.501 Information Disclosure Citation in a Patent | |
| PTO/SB/43 | Disclaimer in Patent under 37 CFR 1.321(a) | |
| PTO/SB/44(same as PTO-1050) | Certificate of Correction | |
| PTO/SB/45 | Maintenance Fee Transmittal Form. Click Here for an explanation on how to assert a change in small entity status when filing this form | |
| PTO/SB/47 | “Fee Address” Indication Form | |
| PTO/SB/50 | Reissue Patent Application Transmittal | |
| PTO/SB/51 | Reissue Application Declaration by the Inventor [2 pages] | |
| PTO/SB/51S | Supplemental Declaration for Reissue Patent Application to Correct “Errors” Statement (37 CFR 1.175) | |
| PTO/SB/52 | Reissue Application Declaration by the Assignee [2 pages] | |
| PTO/SB/53 | Reissue Application: Consent of Assignee; Statement of Non-Assignment | |
| PTO/SB/56 | Reissue Application Fee Transmittal Form | |
| PTO/SB/57 | Request for Ex Parte Reexamination Transmittal Form | |
| PTO/SB/58 | Request for Inter Partes Reexamination Transmittal Form | |
| PTO/SB/61 | Petition for Revival of an Application for Patent Abandoned Unavoidably under 37 CFR 1.137(a) [3 pages] | |
| PTO/SB/63 | Terminal Disclaimer to Accompany Petition | |
| PTO/SB/64 | Petition for Revival of an Application for Patent Abandoned Unintentionally Under 37 CFR 1.137(b) [2 pages] | |
| PTO/SB/64a | Petition for Revival of an Application for Patent Abandoned for Failure to Notify the Office of a Foreign or International Filing (37 CFR 1.137(f)) | |
| PTO/SB/65 | Petition to Accept Unavoidably Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(b)) [4 pages] | |
| PTO/SB/66 EFS-WEB PTO/SB/66 | 1Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(c)) [3 pages]. Use of this form is for processing by the Office of Petitions. Auto-Grant Petition to Accept Unintentionally Delayed Payment of Maintenance Fee in an Expired Patent (37 CFR 1.378(c)) [PDF Fillable form] (for instructions click here [DOC]). Use of this form is for EFS-Web auto-processing by the applicant ONLY. This form should not be submitted for processing by the Office of Petitions. | |
| PTO/SB/67 | Power to Inspect/Copy | |
| PTO/SB/68 | Request for Access to an Abandoned Application under 37 CFR 1.14 | |
| PTO/SB/80 | Power of Attorney to Prosecute Applications Before the USPTO (for more information click here) | |
| PTO/SB/81 | Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. | |
| PTO/SB/81A | Patent – Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. | |
| PTO/SB/81B | Reexamination – Patent Owner Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. | |
| PTO/SB/81C | Reexamination – Third Party Requester Power of Attorney or Revocation of Power of Attorney with a New Power of Attorney and Change of Correspondence Address. | |
| PTO/SB/83 | Request for Withdrawal As Attorney or Agent and Change of Correspondence Address | |
| PTO/SB/84 | Authorization to Act in a Representative Capacity (for more information click here) | |
| PTO/SB/91 | Deposit Account Order Form | |
| PTO/SB/92 | Certification of Mailing under 37 CFR 1.8 | |
| PTO/SB/94 | Request for Statutory Invention Registration [2 pages] | |
| PTO/SB/96 | Statement Under 37 CFR 3.73(b) | |
| PTO/SB/97 | Certificate of Transmission under 37 CFR 1.8 | |
| PTO/SB/122 | Change of Correspondence Address, Application | |
| PTO/SB/123 | Change of Correspondence Address, Patent | |
| PTO/SB/123A | Patent Owner Change of Correspondence Address – Reexamination Proceeding | |
| PTO/SB/123B | Third Party Requester Change of Correspondence Address – Reexamination Proceeding | |
| PTO/SB/124 | Request for Customer Number Data Change | |
| PTO/SB/125 | Request for Customer Number | |
| SB130 EFS-WEB | Petition to Make Special based on Age SB130 EFS-WEB Instructions [DOC] | |
| PTO/SB/158 | Application for Registration to Practice Before the USPTO | |
| PTO/SB/0275 | Undertaking under 37 CFR 10.10(b) | |
| PTOL-413A | Applicant Initiated Interview Request Form. This form is to implement a policy change regarding interview summaries. | |
| PTO/SB/413C | Request for First-Action Interview (Pilot Program) | |
| PTO/SB/1209 | Oath or Affirmation | |
| PTO-1595 | Recordation Form Cover Sheet | |
| PTO/SB/2048 | Complaint Regarding Invention Promoter |
Trade Mark Related Forms
| PTO/TM/1478 | Trademark/Service mark Application, Principal Register |
| PTO/TM/1553 | Statement of Use/Amendment to Allege Use for Intent-to-Use Application |
| PTO/TM/1581 | Request for Extension of Time to File a Statement of Use |
| PTO/TM/1583 | Declaration of Use of a Mark under Section 8 |
| PTO/TM/4.16 | Declaration of Incontestability of a Mark under Section |
| PTO Form 1963 | Combined declaration of use in commerce/application for renewal of registration of mark under Sections 8 & 9 |
| PTO Form 1583 | Combined declaration of use & incontestability under Sections 8 & 15 |
| PTO/TM/4.8 | Collective Membership Mark Application, Principal Register |
| PTO/TM/4.9 | Certification Mark Application, Principal Register |
| PTO/TM/1478(a) | Collective Trademark/Service Mark Application, Principal Register |
| PTO/TM/oppositionformat | Opposition to the Registration of a Mark This form is available on-line for filing electronically. Please see ESTTA (Electronic System for Trademark Trials and Appeals). The link to all TTAB on-line forms is at the bottom of the ESTTA home page. |
| PTO-1594 | Recordation Form Cover Sheet This form is available on-line for filing electronically. Please see ETAS (Electronic Trademark Assignment System) . The link to the Assignment form is at the bottom of the ETAS home page. |
| PTO/TM/cancellationformat | Cancellation of a Registered mark This form is available on-line for filing electronically. Please see ESTTA (Electronic System for Trademark Trials and Appeals). The link to all TTAB on-line forms is at the bottom of the ESTTA home page. |
Patent Cooperation Treaty Forms
The forms and information needed for the filing of international applications in the United States Receiving Office (RO/US) and the prosecution of international applications before the United States International Searching Authority (ISA/US), the United States International Preliminary Examining Authority (IPEA/US), and the United States Designated/Elected Office (DO/EO/US) are listed below
Chapter 1
Chapter 2
PCT-National Stage Processing and Entry Forms
Information on PCT Designated/Elected States (PCT Applicants Guide, Volume II)
